Disclosures

IMPORTANT INFORMATION REGARDING OUR WEBSITE AND ITS CONTENT

GENERAL INFORMATION

MCAP Investment Management, LLC (“MCAP”) is a wealth and investment management firm registered pursuant to the laws of the state of Georgia. Registration of an Investment Advisor does not imply a certain level of skill or training. Our principal offices are located in Woodstock, Georgia.

The business of our firm centers on advisory services, including Investment Portfolio Management Services and Lending Advisory Services to assist high net worth individuals, family offices, corporations, charitable organizations, and other business entities in achieving their long-term wealth management goals.

ADVISORY REGULATIONS

Our firm and investment advisor representatives are in compliance with the current regulatory registration requirements imposed by the states where we conduct business. Additionally, we only transact business in those states where our firm is registered or qualifies for an exemption or exclusion from registration requirements.

A copy of our Brochure, which details our firm’s operations, services, and advisory fees, is also available upon request. For specific information regarding our firm’s registrations, please contact us with questions or for additional information.

Upon inquiry regarding our advisory services, an appropriately credentialed investment advisor representative of MCAP will conduct subsequent and direct communication with any prospective client.

ONLINE PRIVACY

Our privacy provisions apply to this website, other firm websites, and any online applications offered by unaffiliated third-party service providers engaged by us. We have confirmed that unaffiliated third-party service providers have proper security protocols to safeguard such information. It is important to note that our firm shares non-public personal information (NPI) with third parties only upon receipt of a prospective client’s or client’s consent or as permitted by law, as described in our Privacy Policy Notice.

LIMITATIONS OF INFORMATION

Unless otherwise indicated, all web pages, interactive features, widgets, newsletters, reports, blogs, social media sites (collectively referred to as the “Website”), and the respective content and materials on these sites are owned by MCAP and are the intellectual property of MCAP, protected by copyright laws. Consumers or prospective clients should not interpret any information or data on our website as personalized investment advisory recommendations or as a solicitation to effect or attempt to effect transactions in securities.

There can be no assurance that any investment strategy, specific securities, or investment vehicles (including those discussed or recommended by MCAP) will be profitable or equal any historical performance level(s). Investments involve varying degrees of risk. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. Consumers or prospective clients should consult with a qualified financial professional or tax adviser before implementing the use of strategies, investment vehicles, or securities discussed on our website (or in linked content).

We may also link to or post publications by unaffiliated third parties (“third-party sites”) on our website. Although such publications have been compiled from sources believed to be reliable, the accuracy and completeness cannot be guaranteed. Furthermore, we make no representation or warranty regarding the accuracy, timeliness, suitability, completeness, or relevance of information on linked third-party sites.

USER CONSENT TO TERMS AND CONDITIONS

The use of our website and the materials presented on it is subject to the limitations, terms, and conditions set forth herein. Each consumer and prospective client agree, as a condition precedent to accessing our websites, to release and hold harmless MCAP, its officers, directors, owners, employees, and agents from all adverse consequences resulting from any actions or omissions that are independent of the receipt of personalized individual advice from MCAP.